Unclaimed Profile

Manuel Ruiz

COMPASS PRIVATE WEALTH GROUP LLC·SHORT HILLS, New Jersey

SIE, Series 6, Series 7, Series 7TO, Series 63, Series 66CFP14 years registeredCOMPASS PRIVATE WEALTH GROUP LLC

51 JFK PARKWAY, SHORT HILLS, NJ 07078CRD# 3139277Firm CRD# 316785

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Manuel Ruiz · SHORT HILLS, NJ

Registration

CRD #3139277 · COMPASS PRIVATE WEALTH GROUP LLC · 14 years registered

Brand Profile

Not yet started

Career History

COMPASS PRIVATE WEALTH GROUP LLC

Nov 2021 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2018 – Nov 2021

FLORHAM PARK, NJ

J.P. MORGAN SECURITIES LLC

Jan 2014 – Sep 2018

EDISON, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2012 – Jan 2014

NORTH BRUNSWICK, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 7TO

Series 63

Series 66

Registration record

First registered · April 24, 2012

Years registered · 14

Professional designation · CFP

Disclosure History

1994Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMPASS PRIVATE WEALTH GROUP LLC

CRD 316785 · SEC 801-122513

AUM

$70M

Regulatory assets under management

Employees

95 client accounts

Services offered by COMPASS PRIVATE WEALTH GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS PRIVATE WEALTH GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Manuel Ruiz offer?

Manuel Ruiz specializes in Financial Planning, Investment Management. Contact their office in SHORT HILLS, New Jersey for a consultation.

What are Manuel Ruiz's credentials?

Manuel Ruiz holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Manuel Ruiz located?

Manuel Ruiz is based in SHORT HILLS, New Jersey, working with COMPASS PRIVATE WEALTH GROUP LLC. Their office serves clients in the SHORT HILLS metropolitan area and surrounding communities.

How does Manuel Ruiz charge for services?

Manuel Ruiz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS PRIVATE WEALTH GROUP LLC?

COMPASS PRIVATE WEALTH GROUP LLC has approximately 3 employees and manages $70M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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