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Christopher Paul Bernard

BERNARD CAROLI WEALTH MANAGEMENT INC.·RUMSON, New Jersey
SIE, Series 7, Series 66CFPCFAClean record20 years registeredBERNARD CAROLI WEALTH MANAGEMENT INC.
47 WEST RIVER ROAD, RUMSON, NJ 07760CRD# 4887587Firm CRD# 174761

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Paul Bernard · RUMSON, NJ
Registration
CRD #4887587 · BERNARD CAROLI WEALTH MANAGEMENT INC. · 20 years registered
Brand Profile
Not yet started
01

Career History

BCS PRIVATE WEALTH MANAGEMENT
Apr 2015 – present
WESTERN INTERNATIONAL SECURITIES
Jun 2009 – Sep 2015
ATLANTIC HIGHLANDS, NJ
UBS FINANCIAL SERVICES INC.
Mar 2007 – Jul 2009
NEW YORK, NY
LEHMAN BROTHERS INC.
Nov 2005 – Jan 2007
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · November 9, 2005
Years registered · 20
Professional designations · CFP, CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BERNARD CAROLI WEALTH MANAGEMENT INC.
CRD 174761 · SEC 801-89173
AUM
$340M
Regulatory assets under management
Employees
6
509 client accounts
Services offered by BERNARD CAROLI WEALTH MANAGEMENT INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BERNARD CAROLI WEALTH MANAGEMENT INC. →
Introduction

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05

Frequently Asked Questions

What services does Christopher Paul Bernard offer?
Christopher Paul Bernard specializes in Financial Planning, Investment Management. Contact their office in RUMSON, New Jersey for a consultation.
What are Christopher Paul Bernard's credentials?
Christopher Paul Bernard holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Christopher Paul Bernard located?
Christopher Paul Bernard is based in RUMSON, New Jersey, working with BERNARD CAROLI WEALTH MANAGEMENT INC.. Their office serves clients in the RUMSON metropolitan area and surrounding communities.
How does Christopher Paul Bernard charge for services?
Christopher Paul Bernard's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BERNARD CAROLI WEALTH MANAGEMENT INC.?
BERNARD CAROLI WEALTH MANAGEMENT INC. has approximately 6 employees and manages $340M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BERNARD CAROLI WEALTH MANAGEMENT INC.

Craig David Cummings
RUMSON, NJ
CFP
David Baker Schiff
RUMSON, NJ
John Arthur Caroli
RUMSON, NJ
CFP

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