ROC RESOURCES, LLC

PRINCETON, New Jersey·3 registered advisors·CRD# 160059
SEC# 801-72976609-423-1280
01

Firm Overview

AUM
$395M
Regulatory assets under management
Employees
8
Total firm employees
Advisors
3
Registered representatives
02

Services & Fees

Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03

Specialties

Retirement Planning
04

Advisors at ROC RESOURCES, LLC

3 registered advisors
Brian Keith Williamson
PRINCETON, New Jersey
Sarfraz Hamid Lalani
PRINCETON, New Jersey
Stephanie Lyn Pindyck-Costantino
PRINCETON, New Jersey
05

Office Locations

PRINCETON, New Jersey
3 advisors

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Data sourced from SEC Form ADV filings. ROC RESOURCES, LLC (CRD# 160059) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.