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ROC RESOURCES, LLC
ROC RESOURCES, LLC
PRINCETON, New Jersey
·
3 registered advisors
·
CRD# 160059
SEC# 801-72976
609-423-1280
01
Firm Overview
AUM
$395M
Regulatory assets under management
Employees
8
Total firm employees
Advisors
3
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Retirement Planning
04
Advisors at ROC RESOURCES, LLC
3 registered advisors
Brian Keith Williamson
PRINCETON, New Jersey
CRD# 5080622
Sarfraz Hamid Lalani
PRINCETON, New Jersey
CRD# 4576567
Stephanie Lyn Pindyck-Costantino
PRINCETON, New Jersey
CRD# 6009078
05
Office Locations
PRINCETON, New Jersey
3 advisors
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Data sourced from SEC Form ADV filings. ROC RESOURCES, LLC (CRD# 160059) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.