Unclaimed Profile

Matthew James Rozzi

KB FINANCIAL PARTNERS, LLC·PRINCETON, New Jersey

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record22 years registeredKB FINANCIAL PARTNERS, LLC

300 CARNEGIE CENTER #240, PRINCETON, NJ 08540CRD# 2162866Firm CRD# 119166

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew James Rozzi · PRINCETON, NJ

Registration

CRD #2162866 · KB FINANCIAL PARTNERS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

ONEDIGITAL

Aug 2025 – present

M HOLDINGS SECURITIES, INC.

Apr 2025 – present

SIGNATURE SECURITIES GROUP CORP.

Oct 2003 – Jul 2006

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · October 13, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KB FINANCIAL PARTNERS, LLC

CRD 119166 · SEC 801-78199

AUM

$1.3B

Regulatory assets under management

Employees

1,175 client accounts

Services offered by KB FINANCIAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KB FINANCIAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Matthew James Rozzi offer?

Matthew James Rozzi specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PRINCETON, New Jersey for a consultation.

What are Matthew James Rozzi's credentials?

Matthew James Rozzi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew James Rozzi located?

Matthew James Rozzi is based in PRINCETON, New Jersey, working with KB FINANCIAL PARTNERS, LLC. Their office serves clients in the PRINCETON metropolitan area and surrounding communities.

How does Matthew James Rozzi charge for services?

Matthew James Rozzi's firm is compensated through percentage of aum, subscription fees, other: performance-based fees for certain private funds. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KB FINANCIAL PARTNERS, LLC?

KB FINANCIAL PARTNERS, LLC has approximately 17 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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