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Thomas Patrick Sholes

LOCKWOOD ADVISORS INC·PENNINGTON, New Jersey
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1800 AMERICAN BLVD., PENNINGTON, NJ 08534CRD# 1561893Firm CRD# 106108
01

About

Thomas Patrick Sholes is a registered financial advisor based in PENNINGTON, New Jersey, affiliated with LOCKWOOD ADVISORS INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
BNY MELLON ADVISORS, INC.
BNY ADVISORS
AUM
$19.7B
Regulatory assets under management
Employees
80
Total firm employees
View all advisors at BNY MELLON ADVISORS, INC. →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: ASSET BASED FEES RELATED TO MODEL PORTFOLIO DELIVERY
Regulatory
SEC/IARD CRD# 1561893
Firm CRD# 106108
7 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Patrick Sholes offer?
Thomas Patrick Sholes specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PENNINGTON, New Jersey for a consultation.
What are Thomas Patrick Sholes's credentials?
Thomas Patrick Sholes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Patrick Sholes located?
Thomas Patrick Sholes is based in PENNINGTON, New Jersey, working with LOCKWOOD ADVISORS INC. Their office serves clients in the PENNINGTON metropolitan area and surrounding communities.
How does Thomas Patrick Sholes charge for services?
Thomas Patrick Sholes's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: asset based fees related to model portfolio delivery. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOCKWOOD ADVISORS INC?
LOCKWOOD ADVISORS INC has approximately 80 employees and manages $19.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in PENNINGTON
Dawn Marie D'orlando — MAIN STREET FINANCIAL SOLUTIONS, LLCMichelle Marie Logue — BNY MELLON ADVISORS, INC.Ainslie Simmonds — BNY MELLON ADVISORS, INC.Christopher Edward Vella — BNY MELLON ADVISORS, INC.Tara Anne Conti — MAIN STREET FINANCIAL SOLUTIONS, LLC
Nearby cities in New Jersey
PRINCETON (218)NEWARK (200)SUMMIT (178)JERSEY CITY (156)RED BANK (136)
City Guides
PRINCETON GuideNEWARK GuideSUMMIT GuideJERSEY CITY GuideRED BANK Guide
Research
Advisor Fees in New JerseyNational Fee Analysis
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