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Nina Kate Weiss

LOCKWOOD ADVISORS INC·PENNINGTON, New Jersey
SIE, Series 7, Series 14, Series 24, Series 52TO, Series 63Clean recordLOCKWOOD ADVISORS INC
1800 AMERICAN BLVD., PENNINGTON, NJ 08534CRD# 2642331Firm CRD# 106108

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nina Kate Weiss · PENNINGTON, NJ
Registration
CRD #2642331 · LOCKWOOD ADVISORS INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 52TO
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
BNY MELLON ADVISORS, INC.
CRD 106108 · SEC 801-52378
AUM
$19.7B
Regulatory assets under management
Employees
80
103,756 client accounts
Services offered by BNY MELLON ADVISORS, INC.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at BNY MELLON ADVISORS, INC. →
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Frequently Asked Questions

What services does Nina Kate Weiss offer?
Nina Kate Weiss specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PENNINGTON, New Jersey for a consultation.
What are Nina Kate Weiss's credentials?
Nina Kate Weiss is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nina Kate Weiss located?
Nina Kate Weiss is based in PENNINGTON, New Jersey, working with LOCKWOOD ADVISORS INC. Their office serves clients in the PENNINGTON metropolitan area and surrounding communities.
How does Nina Kate Weiss charge for services?
Nina Kate Weiss's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: asset based fees related to model portfolio delivery. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOCKWOOD ADVISORS INC?
LOCKWOOD ADVISORS INC has approximately 80 employees and manages $19.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LOCKWOOD ADVISORS INC

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Abraham Shua
PENNINGTON, NJ
Kimberly Mackenzie-Perman
PENNINGTON, NJ
David Richard Hopkins
KING OF PRUSSIA, PA
Gary Thomas Johnson
KING OF PRUSSIA, PA

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