Unclaimed Profile

Guy Mcphail

THE GM FINANCIAL GROUP, LLC·PENNINGTON, New Jersey

Clean record22 years registeredTHE GM FINANCIAL GROUP, LLC

10 SOUTH MAIN STREET, PENNINGTON, NJ 08534CRD# 4572006Firm CRD# 163938

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Guy Mcphail · PENNINGTON, NJ

Registration

CRD #4572006 · THE GM FINANCIAL GROUP, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE GM FINANCIAL GROUP, LLC

SAX WEALTH ADVISORS, LLC

Oct 2017 – Apr 2025

Ewing, NJ

THE GM GROUP

Jun 2012 – Dec 2017

PENNINGTON, NJ

TRAUST SOLLUS WEALTH MANAGEMENT, LLC

Jul 2004 – Jan 2012

FLEMINGTON, NJ

Registrations & Exams

Registration record

First registered · July 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE GM FINANCIAL GROUP, LLC

CRD 163938 · SEC 801-110329

AUM

$108M

Regulatory assets under management

Employees

363 client accounts

Services offered by THE GM FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE GM FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Guy Mcphail offer?

Guy Mcphail specializes in Financial Planning, Investment Management, Wealth Management.

What are Guy Mcphail's credentials?

Guy Mcphail is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Guy Mcphail located?

Guy Mcphail is based in PENNINGTON, New Jersey, last registered with THE GM FINANCIAL GROUP, LLC.

How does Guy Mcphail charge for services?

Guy Mcphail's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE GM FINANCIAL GROUP, LLC?

THE GM FINANCIAL GROUP, LLC has approximately 2 employees and manages $108M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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