Unclaimed Profile

Charles Herbert Smith

PRUCO SECURITIES, LLC·NEWARK, New Jersey

PRUCO SECURITIES, LLC

751 BROAD STREET, NEWARK, NJ 07102-3777CRD# 6720010Firm CRD# 5685

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Herbert Smith · NEWARK, NJ

Registration

CRD #6720010 · PRUCO SECURITIES, LLC

Brand Profile

Not yet started

Disclosure history

9 disclosures on file · See FINRA BrokerCheck for full record

About

Charles Herbert Smith is a registered financial advisor based in NEWARK, New Jersey, affiliated with PRUCO SECURITIES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

PRUCO SECURITIES, LLC

AUM

—

Regulatory assets under management

Employees

116

Total firm employees

View all advisors at PRUCO SECURITIES, LLC →

Services

Security ratings or pricing services

Background

Compensation

Other: COMPENSATION FROM LPL ENTERPRISE, LLC

Regulatory

SEC/IARD CRD# 6720010

Firm CRD# 5685

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Charles Herbert Smith offer?

Charles Herbert Smith is a registered financial advisor in NEWARK, New Jersey. Contact their office for details on services offered.

What are Charles Herbert Smith's credentials?

Charles Herbert Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Herbert Smith located?

Charles Herbert Smith is based in NEWARK, New Jersey, working with PRUCO SECURITIES, LLC. Their office serves clients in the NEWARK metropolitan area and surrounding communities.

How does Charles Herbert Smith charge for services?

Charles Herbert Smith's firm is compensated through other: compensation from lpl enterprise, llc. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRUCO SECURITIES, LLC?

PRUCO SECURITIES, LLC has approximately 116 employees. The firm is registered with the SEC as an investment adviser.

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