Unclaimed Profile

Daniel Richard Roccato

QUAKER WEALTH MANAGEMENT LLC·MOORESTOWN, New Jersey

SIE, Series 7, Series 24, Series 66Clean record21 years registeredQUAKER WEALTH MANAGEMENT LLC

70 EAST MAIN STREET, MOORESTOWN, NJ 08057CRD# 1616089Firm CRD# 284546

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Richard Roccato · MOORESTOWN, NJ

Registration

CRD #1616089 · QUAKER WEALTH MANAGEMENT LLC · 21 years registered

Brand Profile

Not yet started

Career History

QUAKER WEALTH MANAGEMENT LLC

Sep 2016 – present

VSR ADVISORY SERVICES

May 2006 – Aug 2016

MOORESTOWN, NJ

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Mar 2005 – Feb 2006

PRINCETON, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · March 8, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUAKER WEALTH MANAGEMENT LLC

CRD 284546 · SEC 801-108126

AUM

$326M

Regulatory assets under management

Employees

1,039 client accounts

Services offered by QUAKER WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUAKER WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Richard Roccato offer?

Daniel Richard Roccato specializes in Financial Planning, Investment Management. Contact their office in MOORESTOWN, New Jersey for a consultation.

What are Daniel Richard Roccato's credentials?

Daniel Richard Roccato is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Richard Roccato located?

Daniel Richard Roccato is based in MOORESTOWN, New Jersey, working with QUAKER WEALTH MANAGEMENT LLC. Their office serves clients in the MOORESTOWN metropolitan area and surrounding communities.

How does Daniel Richard Roccato charge for services?

Daniel Richard Roccato's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUAKER WEALTH MANAGEMENT LLC?

QUAKER WEALTH MANAGEMENT LLC has approximately 8 employees and manages $326M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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