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James Joseph Roman

MAIN STREET FINANCIAL LIFE ADVISORS, LLC·MOORESTOWN, New Jersey
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212 W. ROUTE 38, MOORESTOWN, NJ 08057CRD# 3133090Firm CRD# 118544
01

About

James Joseph Roman is a registered financial advisor based in MOORESTOWN, New Jersey, affiliated with MAIN STREET FINANCIAL LIFE ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
MAIN STREET FINANCIAL LIFE ADVISORS, LLC
MAIN STREET FINANCIAL LIFE ADVISORS, LLC
AUM
$63M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at MAIN STREET FINANCIAL LIFE ADVISORS, LLC →
Services
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 3133090
Firm CRD# 118544
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Joseph Roman offer?
James Joseph Roman specializes in Investment Management. Contact their office in MOORESTOWN, New Jersey for a consultation.
What are James Joseph Roman's credentials?
James Joseph Roman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Joseph Roman located?
James Joseph Roman is based in MOORESTOWN, New Jersey, working with MAIN STREET FINANCIAL LIFE ADVISORS, LLC. Their office serves clients in the MOORESTOWN metropolitan area and surrounding communities.
How does James Joseph Roman charge for services?
James Joseph Roman's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAIN STREET FINANCIAL LIFE ADVISORS, LLC?
MAIN STREET FINANCIAL LIFE ADVISORS, LLC has approximately 6 employees and manages $63M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MOORESTOWN
Matthew Joseph Kulpa — MAIN STREET FINANCIAL LIFE ADVISORS, LLCAlthea La Skeels — COBBLE HILL FINANCIAL SERVICES, INC.Mark William Sulpizio — MAIN STREET FINANCIAL LIFE ADVISORS, LLCSamuel Clay Bridgers — REDWOOD WEALTH MANAGEMENT GROUP, LLCLisa Ann Roman — MAIN STREET FINANCIAL LIFE ADVISORS, LLC
Nearby cities in New Jersey
PRINCETON (218)NEWARK (200)SUMMIT (178)JERSEY CITY (156)RED BANK (136)
City Guides
PRINCETON GuideNEWARK GuideSUMMIT GuideJERSEY CITY GuideRED BANK Guide
Research
Advisor Fees in New JerseyNational Fee Analysis
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