Unclaimed Profile

James Joseph Roman

MAIN STREET FINANCIAL LIFE ADVISORS, LLC·MOORESTOWN, New Jersey

Clean recordMAIN STREET FINANCIAL LIFE ADVISORS, LLC

212 W. ROUTE 38, MOORESTOWN, NJ 08057CRD# 3133090Firm CRD# 118544

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Joseph Roman · MOORESTOWN, NJ

Registration

CRD #3133090 · MAIN STREET FINANCIAL LIFE ADVISORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Joseph Roman is a registered financial advisor based in MOORESTOWN, New Jersey, affiliated with MAIN STREET FINANCIAL LIFE ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

MAIN STREET FINANCIAL LIFE ADVISORS, LLC

AUM

$63M

Regulatory assets under management

Employees

Total firm employees

View all advisors at MAIN STREET FINANCIAL LIFE ADVISORS, LLC →

Services

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Regulatory

SEC/IARD CRD# 3133090

Firm CRD# 118544

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Joseph Roman offer?

James Joseph Roman specializes in Investment Management. Contact their office in MOORESTOWN, New Jersey for a consultation.

What are James Joseph Roman's credentials?

James Joseph Roman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Joseph Roman located?

James Joseph Roman is based in MOORESTOWN, New Jersey, working with MAIN STREET FINANCIAL LIFE ADVISORS, LLC. Their office serves clients in the MOORESTOWN metropolitan area and surrounding communities.

How does James Joseph Roman charge for services?

James Joseph Roman's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAIN STREET FINANCIAL LIFE ADVISORS, LLC?

MAIN STREET FINANCIAL LIFE ADVISORS, LLC has approximately 6 employees and manages $63M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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