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Thomas James Putney

JLP CAPITAL MANAGEMENT, LLC·LINWOOD, New Jersey
SIE, Series 3, Series 7, Series 34, Series 66CFPClean record24 years registeredJLP CAPITAL MANAGEMENT, LLC
222 NEW ROAD, LINWOOD, NJ 08221CRD# 4400023Firm CRD# 155797

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas James Putney · LINWOOD, NJ
Registration
CRD #4400023 · JLP CAPITAL MANAGEMENT, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

AMERIPRISE FINANCIAL SERVICES, LLC
Jan 2023 – present
JLP CAPITAL MANAGEMENT
Nov 2014 – Jan 2023
LINWOOD, NJ
LPL FINANCIAL LLC
Feb 2011 – Nov 2014
NORTHFIELD, NJ
LPL FINANCIAL CORPORATION
Jun 2005 – Apr 2009
EGG HARBOR TWP, NJ
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC
Apr 2005 – Jun 2005
MARLTON, NJ
WACHOVIA SECURITIES, LLC
Aug 2003 – Mar 2004
LINWOOD, NJ
UBS FINANCIAL SERVICES INC.
Apr 2002 – Aug 2003
NORTHFIELD, NJ
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 34
Series 66
Registration record
First registered · April 5, 2002
Years registered · 24
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
JLP CAPITAL MANAGEMENT, LLC
CRD 155797 · SEC 801-80477
AUM
$5M
Regulatory assets under management
Employees
1
18 client accounts
Services offered by JLP CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at JLP CAPITAL MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Thomas James Putney offer?
Thomas James Putney specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LINWOOD, New Jersey for a consultation.
What are Thomas James Putney's credentials?
Thomas James Putney holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Thomas James Putney located?
Thomas James Putney is based in LINWOOD, New Jersey, working with JLP CAPITAL MANAGEMENT, LLC. Their office serves clients in the LINWOOD metropolitan area and surrounding communities.
How does Thomas James Putney charge for services?
Thomas James Putney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JLP CAPITAL MANAGEMENT, LLC?
JLP CAPITAL MANAGEMENT, LLC has approximately 1 employees and manages $5M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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