Unclaimed Profile

Riley Otho Etheridge

MANAGED ACCOUNT ADVISORS LLC·JERSEY CITY, New Jersey

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 24, Series 31, Series 63, Series 65CFP41 years registeredMANAGED ACCOUNT ADVISORS LLC

101 HUDSON STREET, JERSEY CITY, NJ 07302CRD# 1305443Firm CRD# 142558

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Riley Otho Etheridge · JERSEY CITY, NJ

Registration

CRD #1305443 · MANAGED ACCOUNT ADVISORS LLC · 41 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MANAGED ACCOUNT ADVISORS LLC

CAPITAL CLIENT GROUP, INC.

Apr 2018 – Jul 2025

Los Angeles, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 2007 – Apr 2017

NEW YORK, NY

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Mar 1985 – Jan 2005

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · March 4, 1985

Years registered · 41

Professional designation · CFP

Disclosure History

2008Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MANAGED ACCOUNT ADVISORS LLC

CRD 142558 · SEC 801-67569

AUM

$691.9B

Regulatory assets under management

Employees

1,840,565 client accounts

Services offered by MANAGED ACCOUNT ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MANAGED ACCOUNT ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Riley Otho Etheridge offer?

Riley Otho Etheridge specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Riley Otho Etheridge's credentials?

Riley Otho Etheridge holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Riley Otho Etheridge located?

Riley Otho Etheridge is based in JERSEY CITY, New Jersey, last registered with MANAGED ACCOUNT ADVISORS LLC.

How does Riley Otho Etheridge charge for services?

Riley Otho Etheridge's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MANAGED ACCOUNT ADVISORS LLC?

MANAGED ACCOUNT ADVISORS LLC has approximately 61 employees and manages $691.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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