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Stephanie Florence Lise Hughes

WISS PRIVATE CLIENT ADVISORS, LLC·FLORHAM PARK, New Jersey
SIE, Series 7, Series 6612 years registeredWISS PRIVATE CLIENT ADVISORS, LLC
100 CAMPUS DRIVE, FLORHAM PARK, NJ 07932CRD# 6238388Firm CRD# 286319

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephanie Florence Lise Hughes · FLORHAM PARK, NJ
Registration
CRD #6238388 · WISS PRIVATE CLIENT ADVISORS, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

WISS PRIVATE CLIENT ADVISORS, LLC
Jun 2018 – present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Dec 2014 – Jun 2018
PARAMUS, NJ
UBS FINANCIAL SERVICES INC.
Dec 2013 – Dec 2014
PARAMUS, NJ
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · December 23, 2013
Years registered · 12
03

Disclosure History

2018Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
WISS PRIVATE CLIENT ADVISORS, LLC
CRD 286319 · SEC 801-117284
AUM
$540M
Regulatory assets under management
Employees
9
486 client accounts
Services offered by WISS PRIVATE CLIENT ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WISS PRIVATE CLIENT ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Stephanie Florence Lise Hughes offer?
Stephanie Florence Lise Hughes specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in FLORHAM PARK, New Jersey for a consultation.
What are Stephanie Florence Lise Hughes's credentials?
Stephanie Florence Lise Hughes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephanie Florence Lise Hughes located?
Stephanie Florence Lise Hughes is based in FLORHAM PARK, New Jersey, working with WISS PRIVATE CLIENT ADVISORS, LLC. Their office serves clients in the FLORHAM PARK metropolitan area and surrounding communities.
How does Stephanie Florence Lise Hughes charge for services?
Stephanie Florence Lise Hughes's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WISS PRIVATE CLIENT ADVISORS, LLC?
WISS PRIVATE CLIENT ADVISORS, LLC has approximately 9 employees and manages $540M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WISS PRIVATE CLIENT ADVISORS, LLC

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FLORHAM PARK, NJ

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