Unclaimed Profile

Mark Steven Werner

DEFINED PURPOSE CAPITAL LLC·BERKELEY HEIGHTS, New Jersey

SIE, Series 7, Series 66CFAClean record8 years registeredDEFINED PURPOSE CAPITAL LLC

99 EXETER DRIVE, BERKELEY HEIGHTS, NJ 07922CRD# 6812128Firm CRD# 332015

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Steven Werner · BERKELEY HEIGHTS, NJ

Registration

CRD #6812128 · DEFINED PURPOSE CAPITAL LLC · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DEFINED PURPOSE CAPITAL LLC

LAFFER TENGLER INVESTMENTS, INC.

Mar 2025 – Jan 2026

Scottsdale, AZ

DEFINED PURPOSE CAPITAL LLC

Jul 2024 – Nov 2024

BERKELEY HEIGHTS, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2017 – Dec 2018

WALNUT CREEK, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 27, 2017

Years registered · 8

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DEFINED PURPOSE CAPITAL LLC

CRD 332015 · SEC 801-130705

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by DEFINED PURPOSE CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DEFINED PURPOSE CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Mark Steven Werner offer?

Mark Steven Werner specializes in Investment Management, Fee-Only Advisory.

What are Mark Steven Werner's credentials?

Mark Steven Werner holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mark Steven Werner located?

Mark Steven Werner is based in BERKELEY HEIGHTS, New Jersey, last registered with DEFINED PURPOSE CAPITAL LLC.

How does Mark Steven Werner charge for services?

Mark Steven Werner's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DEFINED PURPOSE CAPITAL LLC?

DEFINED PURPOSE CAPITAL LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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