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David Thomas Mayes

THREE BEARINGS FIDUCIARY ADVISORS, INC.·HAMPTON, New Hampshire
Series 6, Series 7, Series 24, Series 53, Series 63, Series 65Clean record22 years registeredTHREE BEARINGS FIDUCIARY ADVISORS, INC.
380 LAFAYETTE ROAD UNIT D, HAMPTON, NH 03842CRD# 4400889Firm CRD# 283926

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Thomas Mayes · HAMPTON, NH
Registration
CRD #4400889 · THREE BEARINGS FIDUCIARY ADVISORS, INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

THREE BEARINGS FIDUCIARY ADVISORS, INC.
Aug 2016 – present
MACKENSEN & COMPANY, INC.
Jan 2009 – Oct 2016
HAMPTON, NH
MASCOMA INVESTMENT SERVICES
Sep 2007 – Nov 2012
HANOVER, NH
LPL FINANCIAL CORPORATION
Apr 2007 – Sep 2008
LEBANON, NH
THE JAMES STERLING COMPANY, LLC
Mar 2005 – Jun 2007
WALPOLE, NH
THE JAMES STERLING COMPANY, LLC
Mar 2004 – Aug 2004
WALPOLE, NH
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 24
Series 53
Series 63
Series 65
Registration record
First registered · March 29, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THREE BEARINGS FIDUCIARY ADVISORS, INC.
CRD 283926 · SEC 801-108079
AUM
$287M
Regulatory assets under management
Employees
5
500 client accounts
Services offered by THREE BEARINGS FIDUCIARY ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THREE BEARINGS FIDUCIARY ADVISORS, INC. →
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05

Frequently Asked Questions

What services does David Thomas Mayes offer?
David Thomas Mayes specializes in Financial Planning, Investment Management. Contact their office in HAMPTON, New Hampshire for a consultation.
What are David Thomas Mayes's credentials?
David Thomas Mayes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Thomas Mayes located?
David Thomas Mayes is based in HAMPTON, New Hampshire, working with THREE BEARINGS FIDUCIARY ADVISORS, INC.. Their office serves clients in the HAMPTON metropolitan area and surrounding communities.
How does David Thomas Mayes charge for services?
David Thomas Mayes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THREE BEARINGS FIDUCIARY ADVISORS, INC.?
THREE BEARINGS FIDUCIARY ADVISORS, INC. has approximately 5 employees and manages $287M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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