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Kathleen Mary Thomas

NEWDAY SOLUTIONS, LLC·HAMPTON, New Hampshire
SIE, Series 7, Series 24, Series 63, Series 65Clean record29 years registeredNEWDAY SOLUTIONS, LLC
1 PARK AVENUE, HAMPTON, NH 03842-2113CRD# 2308400Firm CRD# 282163

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Mary Thomas · HAMPTON, NH
Registration
CRD #2308400 · NEWDAY SOLUTIONS, LLC · 29 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: NEWDAY SOLUTIONS, LLC
NEWEDGE ADVISORS
Nov 2021 – Jan 2022
NEW ORLEANS, LA
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
Sep 2019 – Nov 2021
EXETER, NH
NEWDAY SOLUTIONS, LLC
Jan 2016 – Oct 2020
HAMPTON, NH
AMERIPRISE FINANCIAL SERVICES, INC.
Jul 1997 – Jan 2016
HAMPTON, NH
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · July 8, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NEWDAY SOLUTIONS, LLC
CRD 282163 · SEC 801-106983
AUM
$136M
Regulatory assets under management
Employees
6
784 client accounts
Services offered by NEWDAY SOLUTIONS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NEWDAY SOLUTIONS, LLC →
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05

Frequently Asked Questions

What services does Kathleen Mary Thomas offer?
Kathleen Mary Thomas specializes in Financial Planning, Investment Management.
What are Kathleen Mary Thomas's credentials?
Kathleen Mary Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Mary Thomas located?
Kathleen Mary Thomas is based in HAMPTON, New Hampshire, last registered with NEWDAY SOLUTIONS, LLC.
How does Kathleen Mary Thomas charge for services?
Kathleen Mary Thomas's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEWDAY SOLUTIONS, LLC?
NEWDAY SOLUTIONS, LLC has approximately 6 employees and manages $136M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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