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Timothy Michael Riley

THE HARBOR GROUP, INC.·BEDFORD, New Hampshire
Series 6, Series 22, Series 63Clean record31 years registeredTHE HARBOR GROUP, INC.
331 SOUTH RIVER ROAD, BEDFORD, NH 03110CRD# 1012436Firm CRD# 105637

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Timothy Michael Riley · BEDFORD, NH
Registration
CRD #1012436 · THE HARBOR GROUP, INC. · 31 years registered
Brand Profile
Not yet started
01

Career History

Dec 1994present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 22
Series 63
Registration record
First registered · December 2, 1994
Years registered · 31
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE HARBOR GROUP, INC.
CRD 105637 · SEC 801-22924
AUM
$1.5B
Regulatory assets under management
Employees
20
3,450 client accounts
Services offered by THE HARBOR GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Timothy Michael Riley offer?
Timothy Michael Riley specializes in Financial Planning, Investment Management. Contact their office in BEDFORD, New Hampshire for a consultation.
What are Timothy Michael Riley's credentials?
Timothy Michael Riley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy Michael Riley located?
Timothy Michael Riley is based in BEDFORD, New Hampshire, working with THE HARBOR GROUP, INC.. Their office serves clients in the BEDFORD metropolitan area and surrounding communities.
How does Timothy Michael Riley charge for services?
Timothy Michael Riley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE HARBOR GROUP, INC.?
THE HARBOR GROUP, INC. has approximately 20 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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