Unclaimed Profile

William Uelmen

KEYSTATE ADVISORY, LLC·LAS VEGAS, Nevada

Series 7, Series 52, Series 63, Series 65Clean record14 years registeredKEYSTATE ADVISORY, LLC

101 CONVENTION CENTER DR., LAS VEGAS, NV 89109CRD# 5690725Firm CRD# 156226

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Uelmen · LAS VEGAS, NV

Registration

CRD #5690725 · KEYSTATE ADVISORY, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KEYSTATE ADVISORY, LLC

KEYSTATE ADVISORY, LLC

Nov 2011 – Dec 2018

LAS VEGAS, NV

Registrations & Exams

FINRA examinations passed

Series 7

Series 52

Series 63

Series 65

Registration record

First registered · November 10, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KEYSTATE ADVISORY, LLC

CRD 156226 · SEC 801-72123

AUM

$17.0B

Regulatory assets under management

Employees

83 client accounts

Services offered by KEYSTATE ADVISORY, LLC

Per Form ADV

Selection of other advisers

View all advisors at KEYSTATE ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does William Uelmen offer?

William Uelmen specializes in Wealth Management.

What are William Uelmen's credentials?

William Uelmen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Uelmen located?

William Uelmen is based in LAS VEGAS, Nevada, last registered with KEYSTATE ADVISORY, LLC.

How does William Uelmen charge for services?

William Uelmen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEYSTATE ADVISORY, LLC?

KEYSTATE ADVISORY, LLC has approximately 8 employees and manages $17.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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