Unclaimed Profile

Sean Yijung Yao

CASSADY WEALTH & RETIREMENT PLANNING L.L.C.·HENDERSON, Nevada

SIE, Series 7, Series 63, Series 66Clean record5 years registeredCASSADY WEALTH & RETIREMENT PLANNING L.L.C.

2400 W HORIZON RIDGE PKWY, HENDERSON, NV 89052CRD# 5002048Firm CRD# 309710

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Yijung Yao · HENDERSON, NV

Registration

CRD #5002048 · CASSADY WEALTH & RETIREMENT PLANNING L.L.C. · 5 years registered

Brand Profile

Not yet started

Career History

CASSADY WEALTH & RETIREMENT PLANNING L.L.C.

Jan 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · January 11, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CASSADY WEALTH & RETIREMENT PLANNING L.L.C.

CRD 309710 · SEC 801-129764

AUM

$140M

Regulatory assets under management

Employees

314 client accounts

Services offered by CASSADY WEALTH & RETIREMENT PLANNING L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CASSADY WEALTH & RETIREMENT PLANNING L.L.C. →

Introduction

Speak with Sean

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Sean is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HENDERSON?

Browse all registered financial advisors in HENDERSON, Nevada or claim this profile if it's yours.

Browse HENDERSON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Sean Yijung Yao offer?

Sean Yijung Yao specializes in Financial Planning, Investment Management. Contact their office in HENDERSON, Nevada for a consultation.

What are Sean Yijung Yao's credentials?

Sean Yijung Yao is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Yijung Yao located?

Sean Yijung Yao is based in HENDERSON, Nevada, working with CASSADY WEALTH & RETIREMENT PLANNING L.L.C.. Their office serves clients in the HENDERSON metropolitan area and surrounding communities.

How does Sean Yijung Yao charge for services?

Sean Yijung Yao's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASSADY WEALTH & RETIREMENT PLANNING L.L.C.?

CASSADY WEALTH & RETIREMENT PLANNING L.L.C. has approximately 6 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →