Unclaimed Profile

Frank Thomas Troise

SOHO FINANCIAL SERVICES LLC·HENDERSON, Nevada

Series 3, Series 7, Series 65, Series 66Clean record22 years registeredSOHO FINANCIAL SERVICES LLC

2500 ANTHEM VILLAGE DRIVE, HENDERSON, NV 89052CRD# 2417914Firm CRD# 142510

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Thomas Troise · HENDERSON, NV

Registration

CRD #2417914 · SOHO FINANCIAL SERVICES LLC · 22 years registered

Brand Profile

Not yet started

Career History

SOHO FINANCIAL SERVICES LLC

Oct 2018 – present

SOHO ASSET MANAGEMENT LLC

Feb 2015 – Dec 2015

MONTECITO, CA

SOHO CAPITAL LLC

Feb 2015 – Dec 2015

MONTECITO, CA

SOHO ASSET MANAGEMENT LLC

Feb 2013 – Dec 2014

HENDERSON, NV

SOHO CAPITAL LLC

Feb 2013 – Dec 2014

HENDERSON, NV

SOHO FINANCIAL SERVICES LLC

Feb 2013 – Dec 2017

HENDERSON, NV

SOHO FINANCIAL SERVICES LLC

Feb 2012 – Dec 2012

LOS OLIVOS, CA

SOHO ASSET MANAGEMENT LLC

Mar 2008 – Dec 2010

LOS OLIVOS, CA

SOHO FINANCIAL SERVICES LLC

Jan 2007 – Dec 2010

LOS OLIVOS, CA

SOHO CAPITAL LLC

Jan 2007 – Dec 2010

LOS OLIVOS, CA

SOHO CAPITAL LLC

Oct 2003 – Dec 2006

SANTA MONCIA, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 65

Series 66

Registration record

First registered · October 14, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOHO FINANCIAL SERVICES LLC

CRD 142510 · SEC 801-79526

AUM

$100M

Regulatory assets under management

Employees

75 client accounts

Services offered by SOHO FINANCIAL SERVICES LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SOHO FINANCIAL SERVICES LLC →

Introduction

Speak with Frank

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Frank is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HENDERSON?

Browse all registered financial advisors in HENDERSON, Nevada or claim this profile if it's yours.

Browse HENDERSON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Frank Thomas Troise offer?

Frank Thomas Troise specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HENDERSON, Nevada for a consultation.

What are Frank Thomas Troise's credentials?

Frank Thomas Troise is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Thomas Troise located?

Frank Thomas Troise is based in HENDERSON, Nevada, working with SOHO FINANCIAL SERVICES LLC. Their office serves clients in the HENDERSON metropolitan area and surrounding communities.

How does Frank Thomas Troise charge for services?

Frank Thomas Troise's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOHO FINANCIAL SERVICES LLC?

SOHO FINANCIAL SERVICES LLC has approximately 4 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →