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James Raymond Aljian

OCEAN CAPITAL MANAGEMENT LLC·CARSON CITY, Nevada
Series 3, Series 7, Series 63, Series 65Clean record29 years registeredOCEAN CAPITAL MANAGEMENT LLC
600 E. WILLIAM STREET, CARSON CITY, NV 89706CRD# 1489018Firm CRD# 167381

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Raymond Aljian · CARSON CITY, NV
Registration
CRD #1489018 · OCEAN CAPITAL MANAGEMENT LLC · 29 years registered
Brand Profile
Not yet started
01

Career History

ALJIAN CAPITAL MANAGEMENT
Sep 2013 – present
MORGAN STANLEY
Jun 2009 – Sep 2013
SANTA ROSA, CA
CITIGROUP GLOBAL MARKETS INC.
Jul 1997 – Jun 2009
SANTA ROSA, CA
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 63
Series 65
Registration record
First registered · July 8, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALJIAN CAPITAL MANAGEMENT, LLC
CRD 167381 · SEC 801-78416
AUM
$446M
Regulatory assets under management
Employees
3
1,028 client accounts
Services offered by ALJIAN CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ALJIAN CAPITAL MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does James Raymond Aljian offer?
James Raymond Aljian specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in CARSON CITY, Nevada for a consultation.
What are James Raymond Aljian's credentials?
James Raymond Aljian is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Raymond Aljian located?
James Raymond Aljian is based in CARSON CITY, Nevada, working with OCEAN CAPITAL MANAGEMENT LLC. Their office serves clients in the CARSON CITY metropolitan area and surrounding communities.
How does James Raymond Aljian charge for services?
James Raymond Aljian's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OCEAN CAPITAL MANAGEMENT LLC?
OCEAN CAPITAL MANAGEMENT LLC has approximately 3 employees and manages $446M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at OCEAN CAPITAL MANAGEMENT LLC

Jessica Marie Markarian
CARSON CITY, NV

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