Unclaimed Profile

Thomas Robert Casey

TD AMERITRADE INVESTMENT MANAGEMENT, LLC·OMAHA, Nebraska

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 66CFPClean record19 years registeredTD AMERITRADE INVESTMENT MANAGEMENT, LLC

200 SOUTH 108TH AVENUE, OMAHA, NE 68154CRD# 5177380Firm CRD# 111514

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Robert Casey · OMAHA, NE

Registration

CRD #5177380 · TD AMERITRADE INVESTMENT MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TD AMERITRADE INVESTMENT MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

Sep 2019 – Jan 2021

Westlake, TX

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Jun 2007 – Aug 2019

Southlake, TX

TD AMERITRADE, INC.

Jun 2007 – Aug 2019

Southlake, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 66

Registration record

First registered · June 21, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

CRD 111514 · SEC 801-55501

AUM

$15.8B

Regulatory assets under management

Employees

101,875 client accounts

Services offered by TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TD AMERITRADE INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Robert Casey offer?

Thomas Robert Casey specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Thomas Robert Casey's credentials?

Thomas Robert Casey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Robert Casey located?

Thomas Robert Casey is based in OMAHA, Nebraska, last registered with TD AMERITRADE INVESTMENT MANAGEMENT, LLC.

How does Thomas Robert Casey charge for services?

Thomas Robert Casey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TD AMERITRADE INVESTMENT MANAGEMENT, LLC?

TD AMERITRADE INVESTMENT MANAGEMENT, LLC has approximately 20 employees and manages $15.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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