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Michael Gene Asmus

TD AMERITRADE INVESTMENT MANAGEMENT, LLC·OMAHA, Nebraska
SIE, Series 27, Series 99TOClean recordTD AMERITRADE INVESTMENT MANAGEMENT, LLC
200 SOUTH 108TH AVENUE, OMAHA, NE 68154CRD# 5863905Firm CRD# 111514

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Gene Asmus · OMAHA, NE
Registration
CRD #5863905 · TD AMERITRADE INVESTMENT MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD 111514 · SEC 801-55501
AUM
$15.8B
Regulatory assets under management
Employees
20
101,875 client accounts
Services offered by TD AMERITRADE INVESTMENT MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TD AMERITRADE INVESTMENT MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Michael Gene Asmus offer?
Michael Gene Asmus specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in OMAHA, Nebraska for a consultation.
What are Michael Gene Asmus's credentials?
Michael Gene Asmus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Gene Asmus located?
Michael Gene Asmus is based in OMAHA, Nebraska, working with TD AMERITRADE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the OMAHA metropolitan area and surrounding communities.
How does Michael Gene Asmus charge for services?
Michael Gene Asmus's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TD AMERITRADE INVESTMENT MANAGEMENT, LLC?
TD AMERITRADE INVESTMENT MANAGEMENT, LLC has approximately 20 employees and manages $15.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TD AMERITRADE INVESTMENT MANAGEMENT, LLC

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OMAHA, NE
Matthew Thomas Judge
OMAHA, NE
Joseph John Correnti
OMAHA, NE
Keith Denerstein
OMAHA, NE
Thomas Robert Casey
OMAHA, NE
CFP
John Bell
OMAHA, NE
CFP

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Research
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