Unclaimed Profile

Erik James Black

TD AMERITRADE INVESTMENT MANAGEMENT, LLC·OMAHA, Nebraska

Series 6, Series 63, Series 65Clean record1 years registeredTD AMERITRADE INVESTMENT MANAGEMENT, LLC

200 SOUTH 108TH AVENUE, OMAHA, NE 68154CRD# 4202463Firm CRD# 111514

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik James Black · OMAHA, NE

Registration

CRD #4202463 · TD AMERITRADE INVESTMENT MANAGEMENT, LLC · 1 years registered

Brand Profile

Not yet started

Career History

CALRIVAN WEALTH MANAGEMENT

Feb 2025 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · February 10, 2025

Years registered · 1

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

CRD 111514 · SEC 801-55501

AUM

$15.8B

Regulatory assets under management

Employees

101,875 client accounts

Services offered by TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TD AMERITRADE INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Erik James Black offer?

Erik James Black specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in OMAHA, Nebraska for a consultation.

What are Erik James Black's credentials?

Erik James Black is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erik James Black located?

Erik James Black is based in OMAHA, Nebraska, working with TD AMERITRADE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Erik James Black charge for services?

Erik James Black's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TD AMERITRADE INVESTMENT MANAGEMENT, LLC?

TD AMERITRADE INVESTMENT MANAGEMENT, LLC has approximately 20 employees and manages $15.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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