Unclaimed Profile

Stephen Wellen Lee

BANCWEST INVESTMENT SERVICES, INC.·OMAHA, Nebraska

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 66Clean record24 years registeredBANCWEST INVESTMENT SERVICES, INC.

13220 CALIFORNIA STREET, OMAHA, NE 68154CRD# 4340396Firm CRD# 29357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Wellen Lee · OMAHA, NE

Registration

CRD #4340396 · BANCWEST INVESTMENT SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2014 – present

BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS

Apr 2010 – Nov 2013

CITRUS HEIGHTS, CA

CHASE INVESTMENT SERVICES CORP.

May 2009 – Apr 2010

PALM DESERT, CA

WAMU INVESTMENTS, INC.

Feb 2009 – May 2009

ANAHEIM, CA

PRUDENTIAL FINANCIAL PLANNING SERVICES

Apr 2007 – Jan 2009

IRVINE, CA

WM FINANCIAL SERVICES, INC.

Aug 2003 – Aug 2005

IRVINE, CA

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

May 2002 – Jul 2003

IRVINE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · May 1, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BANCWEST INVESTMENT SERVICES, INC.

CRD 29357 · SEC 801-71300

AUM

$2.0B

Regulatory assets under management

Employees

369

9,062 client accounts

Services offered by BANCWEST INVESTMENT SERVICES, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BANCWEST INVESTMENT SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Wellen Lee offer?

Stephen Wellen Lee specializes in Investment Management, Fee-Only Advisory. Contact their office in OMAHA, Nebraska for a consultation.

What are Stephen Wellen Lee's credentials?

Stephen Wellen Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Wellen Lee located?

Stephen Wellen Lee is based in OMAHA, Nebraska, working with BANCWEST INVESTMENT SERVICES, INC.. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Stephen Wellen Lee charge for services?

Stephen Wellen Lee's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BANCWEST INVESTMENT SERVICES, INC.?

BANCWEST INVESTMENT SERVICES, INC. has approximately 369 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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