Unclaimed Profile

Ronald Lloyd Carson

CARSON GROUP INVESTING, LLC·OMAHA, Nebraska

SIE, Series 6, Series 7, Series 22, Series 24, Series 31, Series 63, Series 6532 years registeredCARSON GROUP INVESTING, LLC

14600 BRANCH ST., OMAHA, NE 68154CRD# 1238219Firm CRD# 291744

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Lloyd Carson · OMAHA, NE

Registration

CRD #1238219 · CARSON GROUP INVESTING, LLC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CARSON GROUP INVESTING, LLC

CARSON GROUP INVESTING

Jul 2018 – Jun 2025

OMAHA, NE

CWM, LLC

Jul 2011 – Jun 2025

OMAHA, NE

LPL FINANCIAL LLC

Feb 1994 – Aug 2011

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · February 8, 1994

Years registered · 32

Disclosure History

2002Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CARSON GROUP INVESTING, LLC

CRD 291744 · SEC 801-113561

AUM

$2.0B

Regulatory assets under management

Employees

13,359 client accounts

Services offered by CARSON GROUP INVESTING, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CARSON GROUP INVESTING, LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Lloyd Carson offer?

Ronald Lloyd Carson specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Ronald Lloyd Carson's credentials?

Ronald Lloyd Carson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Lloyd Carson located?

Ronald Lloyd Carson is based in OMAHA, Nebraska, last registered with CARSON GROUP INVESTING, LLC.

How does Ronald Lloyd Carson charge for services?

Ronald Lloyd Carson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARSON GROUP INVESTING, LLC?

CARSON GROUP INVESTING, LLC has approximately 7 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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