Unclaimed Profile

James Clements

CARSON GROUP INVESTING, LLC·OMAHA, Nebraska

SIE, Series 6, Series 7, Series 9, Series 10, Series 14, Series 24, Series 63, Series 65, Series 99TOClean record9 years registeredCARSON GROUP INVESTING, LLC

14600 BRANCH ST., OMAHA, NE 68154CRD# 2445775Firm CRD# 291744

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Clements · OMAHA, NE

Registration

CRD #2445775 · CARSON GROUP INVESTING, LLC · 9 years registered

Brand Profile

Not yet started

Career History

CREATIVEONE SECURITIES, LLC

Apr 2026 – present

CWM, LLC

Aug 2020 – Apr 2026

OMAHA, NE

AMERITAS ADVISORY SERVICES

Jun 2017 – Jul 2020

LINCOLN, NE

SECURITIES AMERICA ADVISORS, INC.

Mar 2017 – Jun 2017

La Vista, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 14

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 13, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARSON GROUP INVESTING, LLC

CRD 291744 · SEC 801-113561

AUM

$2.0B

Regulatory assets under management

Employees

13,359 client accounts

Services offered by CARSON GROUP INVESTING, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CARSON GROUP INVESTING, LLC →

Introduction

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Frequently Asked Questions

What services does James Clements offer?

James Clements specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in OMAHA, Nebraska for a consultation.

What are James Clements's credentials?

James Clements is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Clements located?

James Clements is based in OMAHA, Nebraska, working with CARSON GROUP INVESTING, LLC. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does James Clements charge for services?

James Clements's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARSON GROUP INVESTING, LLC?

CARSON GROUP INVESTING, LLC has approximately 7 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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