Unclaimed Profile

Patrick Harold Kennedy

TD AMERITRADE INVESTMENT MANAGEMENT, LLC·OMAHA, Nebraska

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record14 years registeredTD AMERITRADE INVESTMENT MANAGEMENT, LLC

200 SOUTH 108TH AVENUE, OMAHA, NE 68154CRD# 1673873Firm CRD# 111514

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Harold Kennedy · OMAHA, NE

Registration

CRD #1673873 · TD AMERITRADE INVESTMENT MANAGEMENT, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Feb 2014 – Oct 2021

SAN DIEGO, CA

TD AMERITRADE, INC.

Feb 2014 – Oct 2021

SAN DIEGO, CA

CENTAURUS FINANCIAL, INC.

Dec 2011 – Dec 2013

ANAHEIM, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 21, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

CRD 111514 · SEC 801-55501

AUM

$15.8B

Regulatory assets under management

Employees

101,875 client accounts

Services offered by TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TD AMERITRADE INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Patrick Harold Kennedy offer?

Patrick Harold Kennedy specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Patrick Harold Kennedy's credentials?

Patrick Harold Kennedy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Harold Kennedy located?

Patrick Harold Kennedy is based in OMAHA, Nebraska, last registered with TD AMERITRADE INVESTMENT MANAGEMENT, LLC.

How does Patrick Harold Kennedy charge for services?

Patrick Harold Kennedy's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TD AMERITRADE INVESTMENT MANAGEMENT, LLC?

TD AMERITRADE INVESTMENT MANAGEMENT, LLC has approximately 20 employees and manages $15.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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