Unclaimed Profile

Karen Ann Cassidy

TD AMERITRADE, INC.·OMAHA, Nebraska

SIE, Series 99Clean recordTD AMERITRADE, INC.

200 SOUTH 108TH AVENUE, OMAHA, NE 68154CRD# 5926625Firm CRD# 7870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Ann Cassidy · OMAHA, NE

Registration

CRD #5926625 · TD AMERITRADE, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 99

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TD AMERITRADE, INC.

CRD 7870 · SEC 801-60469

Employees

5,840

Total firm employees

Services offered by TD AMERITRADE, INC.

Per Form ADV

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Nonprofits & Foundations

View all advisors at TD AMERITRADE, INC. →

Introduction

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Frequently Asked Questions

What services does Karen Ann Cassidy offer?

Karen Ann Cassidy is a registered financial advisor in OMAHA, Nebraska. Contact their office for details on services offered.

What are Karen Ann Cassidy's credentials?

Karen Ann Cassidy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Ann Cassidy located?

Karen Ann Cassidy is based in OMAHA, Nebraska, working with TD AMERITRADE, INC.. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Karen Ann Cassidy charge for services?

Karen Ann Cassidy's firm is compensated through other: percentage of advisory fee,portion of all inclusive fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TD AMERITRADE, INC.?

TD AMERITRADE, INC. has approximately 5840 employees. The firm is registered with the SEC as an investment adviser.

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