Unclaimed Profile

Staci Jane Sullivan

TD AMERITRADE, INC.·OMAHA, Nebraska

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 63, Series 99TOClean recordTD AMERITRADE, INC.

200 SOUTH 108TH AVENUE, OMAHA, NE 68154CRD# 2985178Firm CRD# 7870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Staci Jane Sullivan · OMAHA, NE

Registration

CRD #2985178 · TD AMERITRADE, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TD AMERITRADE, INC.

CRD 7870 · SEC 801-60469

Employees

5,840

Total firm employees

Services offered by TD AMERITRADE, INC.

Per Form ADV

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Nonprofits & Foundations

View all advisors at TD AMERITRADE, INC. →

Introduction

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Frequently Asked Questions

What services does Staci Jane Sullivan offer?

Staci Jane Sullivan is a registered financial advisor in OMAHA, Nebraska. Contact their office for details on services offered.

What are Staci Jane Sullivan's credentials?

Staci Jane Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Staci Jane Sullivan located?

Staci Jane Sullivan is based in OMAHA, Nebraska, working with TD AMERITRADE, INC.. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Staci Jane Sullivan charge for services?

Staci Jane Sullivan's firm is compensated through other: percentage of advisory fee,portion of all inclusive fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TD AMERITRADE, INC.?

TD AMERITRADE, INC. has approximately 5840 employees. The firm is registered with the SEC as an investment adviser.

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