Unclaimed Profile

Gregory Charles Sernett

TD AMERITRADE, INC.·OMAHA, Nebraska

TD AMERITRADE, INC.

200 SOUTH 108TH AVENUE, OMAHA, NE 68154CRD# 2580939Firm CRD# 7870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Charles Sernett · OMAHA, NE

Registration

CRD #2580939 · TD AMERITRADE, INC.

Brand Profile

Not yet started

Disclosure history

14 disclosures on file · See FINRA BrokerCheck for full record

About

Gregory Charles Sernett is a registered financial advisor based in OMAHA, Nebraska, affiliated with TD AMERITRADE, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

TD AMERITRADE, INC.

AUM

—

Regulatory assets under management

Employees

5840

Total firm employees

View all advisors at TD AMERITRADE, INC. →

Services

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Other: PERCENTAGE OF ADVISORY FEE,PORTION OF ALL INCLUSIVE FEE

Regulatory

SEC/IARD CRD# 2580939

Firm CRD# 7870

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Gregory Charles Sernett offer?

Gregory Charles Sernett is a registered financial advisor in OMAHA, Nebraska. Contact their office for details on services offered.

What are Gregory Charles Sernett's credentials?

Gregory Charles Sernett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Charles Sernett located?

Gregory Charles Sernett is based in OMAHA, Nebraska, working with TD AMERITRADE, INC.. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Gregory Charles Sernett charge for services?

Gregory Charles Sernett's firm is compensated through other: percentage of advisory fee,portion of all inclusive fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TD AMERITRADE, INC.?

TD AMERITRADE, INC. has approximately 5840 employees. The firm is registered with the SEC as an investment adviser.

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