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Gregory Charles Sernett

TD AMERITRADE, INC.·OMAHA, Nebraska
Unclaimed Profile
200 SOUTH 108TH AVENUE, OMAHA, NE 68154CRD# 2580939Firm CRD# 7870
01

About

Gregory Charles Sernett is a registered financial advisor based in OMAHA, Nebraska, affiliated with TD AMERITRADE, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types
Nonprofits & Foundations
03

Firm Overview

Firm
TD AMERITRADE, INC.
TD AMERITRADE, INC.
AUM
Regulatory assets under management
Employees
5840
Total firm employees
Services
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Other: PERCENTAGE OF ADVISORY FEE,PORTION OF ALL INCLUSIVE FEE
Regulatory
SEC/IARD CRD# 2580939
Firm CRD# 7870
14 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Gregory Charles Sernett offer?
Gregory Charles Sernett is a registered financial advisor in OMAHA, Nebraska. Contact their office for details on services offered.
What are Gregory Charles Sernett's credentials?
Gregory Charles Sernett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory Charles Sernett located?
Gregory Charles Sernett is based in OMAHA, Nebraska, working with TD AMERITRADE, INC.. Their office serves clients in the OMAHA metropolitan area and surrounding communities.
How does Gregory Charles Sernett charge for services?
Gregory Charles Sernett's firm is compensated through other: percentage of advisory fee,portion of all inclusive fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TD AMERITRADE, INC.?
TD AMERITRADE, INC. has approximately 5840 employees. The firm is registered with the SEC as an investment adviser.
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