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Gregory Charles Sernett

TD AMERITRADE, INC.·OMAHA, Nebraska
SIE, Series 6, Series 7, Series 24, Series 26, Series 53, Series 63, Series 66Clean record18 years registeredTD AMERITRADE, INC.
200 SOUTH 108TH AVENUE, OMAHA, NE 68154CRD# 2580939Firm CRD# 7870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gregory Charles Sernett · OMAHA, NE
Registration
CRD #2580939 · TD AMERITRADE, INC. · 18 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: TD AMERITRADE, INC.
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
Aug 2012 – Aug 2018
Southlake, TX
TD AMERITRADE, INC.
Aug 2012 – Aug 2018
Southlake, TX
INSPHERE SECURITIES, INC.
Jul 2010 – Nov 2010
NORTH RICHLAND HILLS, TX
AMERITAS INVESTMENT CORP
Nov 2007 – May 2010
LINCOLN, NE
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 26
Series 53
Series 63
Series 66
Registration record
First registered · November 29, 2007
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TD AMERITRADE, INC.
CRD 7870 · SEC 801-60469
Employees
5,840
Total firm employees
Services offered by TD AMERITRADE, INC.
Per Form ADV
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Nonprofits & Foundations
View all advisors at TD AMERITRADE, INC. →
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05

Frequently Asked Questions

What services does Gregory Charles Sernett offer?
Gregory Charles Sernett is a registered financial advisor in OMAHA, Nebraska.
What are Gregory Charles Sernett's credentials?
Gregory Charles Sernett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory Charles Sernett located?
Gregory Charles Sernett is based in OMAHA, Nebraska, last registered with TD AMERITRADE, INC..
How does Gregory Charles Sernett charge for services?
Gregory Charles Sernett's firm is compensated through other: percentage of advisory fee,portion of all inclusive fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TD AMERITRADE, INC.?
TD AMERITRADE, INC. has approximately 5840 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TD AMERITRADE, INC.

Bryan Todd Baas
OMAHA, NE
John Thomas Jr Bradley
OMAHA, NE
Staci Jane Sullivan
OMAHA, NE
Lynn Marie Konop
OMAHA, NE
Barry Scott Metzger
OMAHA, NE
Gregg Joseph Fuesel
OMAHA, NE

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