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Stephen M Erken

MAXELE ADVISORS, LLC·WEBSTER GROVES, Missouri
Series 6, Series 7, Series 63, Series 6526 years registeredMAXELE ADVISORS, LLC
20 ALLEN AVENUE, WEBSTER GROVES, MO 63119CRD# 1773459Firm CRD# 165129

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen M Erken · WEBSTER GROVES, MO
Registration
CRD #1773459 · MAXELE ADVISORS, LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

MAXELE ADVISORS, LLC
Feb 2013 – present
AXA ADVISORS, LLC
Apr 2000 – Feb 2013
WEBSTER GROVES, MO
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · April 12, 2000
Years registered · 26
03

Disclosure History

2015Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
MAXELE ADVISORS, LLC
CRD 165129 · SEC 801-121992
AUM
$154M
Regulatory assets under management
Employees
2
573 client accounts
Services offered by MAXELE ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MAXELE ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Stephen M Erken offer?
Stephen M Erken specializes in Financial Planning, Investment Management. Contact their office in WEBSTER GROVES, Missouri for a consultation.
What are Stephen M Erken's credentials?
Stephen M Erken is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen M Erken located?
Stephen M Erken is based in WEBSTER GROVES, Missouri, working with MAXELE ADVISORS, LLC. Their office serves clients in the WEBSTER GROVES metropolitan area and surrounding communities.
How does Stephen M Erken charge for services?
Stephen M Erken's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAXELE ADVISORS, LLC?
MAXELE ADVISORS, LLC has approximately 2 employees and manages $154M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Missouri
ST. LOUIS (349)KANSAS CITY (148)CLAYTON (77)CHESTERFIELD (69)SAINT LOUIS (65)SPRINGFIELD (36)MANCHESTER (20)COLUMBIA (18)ST. PETERS (16)JEFFERSON CITY (10)
City Guides
ST. LOUIS GuideKANSAS CITY GuideCLAYTON GuideCHESTERFIELD GuideSAINT LOUIS Guide
Research
Advisor Fees in MissouriNational Fee Analysis
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