Unclaimed Profile

John Joseph Moynihan

DIVERSIFIED FINANCIAL ADVISORS, LLC·TOWN AND COUNTRY, Missouri

SIE, Series 6, Series 7, Series 63, Series 6531 years registeredDIVERSIFIED FINANCIAL ADVISORS, LLC

14323 SOUTH OUTER FORTY DRIVE, TOWN AND COUNTRY, MO 63017CRD# 1178630Firm CRD# 118261

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Joseph Moynihan · TOWN AND COUNTRY, MO

Registration

CRD #1178630 · DIVERSIFIED FINANCIAL ADVISORS, LLC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DIVERSIFIED FINANCIAL ADVISORS, LLC

DIVERSIFIED FINANCIAL ADVISORS, LLC

May 1995 – Nov 2024

TOWN AND COUNTRY, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · May 17, 1995

Years registered · 31

Disclosure History

2007Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

DIVERSIFIED FINANCIAL ADVISORS, LLC

CRD 118261 · SEC 801-70541

AUM

$451M

Regulatory assets under management

Employees

865 client accounts

Services offered by DIVERSIFIED FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DIVERSIFIED FINANCIAL ADVISORS, LLC →

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TOWN AND COUNTRY?

Browse all registered financial advisors in TOWN AND COUNTRY, Missouri or claim this profile if it's yours.

Browse TOWN AND COUNTRY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Joseph Moynihan offer?

John Joseph Moynihan specializes in Financial Planning, Investment Management.

What are John Joseph Moynihan's credentials?

John Joseph Moynihan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Joseph Moynihan located?

John Joseph Moynihan is based in TOWN AND COUNTRY, Missouri, last registered with DIVERSIFIED FINANCIAL ADVISORS, LLC.

How does John Joseph Moynihan charge for services?

John Joseph Moynihan's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIVERSIFIED FINANCIAL ADVISORS, LLC?

DIVERSIFIED FINANCIAL ADVISORS, LLC has approximately 5 employees and manages $451M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →