Unclaimed Profile

Robert Thomas Mooney

WELLS FARGO ADVISORS, LLC·ST. LOUIS, Missouri

SIE, Series 8, Series 14Clean recordWELLS FARGO ADVISORS, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103-2205CRD# 2312160Firm CRD# 19616

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Thomas Mooney · ST. LOUIS, MO

Registration

CRD #2312160 · WELLS FARGO ADVISORS, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 8

Series 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WELLS FARGO CLEARING SERVICES, LLC

CRD 19616 · SEC 801-37967

AUM

$558.5B

Regulatory assets under management

Employees

19,871

1,352,052 client accounts

Services offered by WELLS FARGO CLEARING SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WELLS FARGO CLEARING SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Thomas Mooney offer?

Robert Thomas Mooney specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Robert Thomas Mooney's credentials?

Robert Thomas Mooney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Thomas Mooney located?

Robert Thomas Mooney is based in ST. LOUIS, Missouri, working with WELLS FARGO ADVISORS, LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Robert Thomas Mooney charge for services?

Robert Thomas Mooney's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO ADVISORS, LLC?

WELLS FARGO ADVISORS, LLC has approximately 19871 employees and manages $558.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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