Unclaimed Profile

David M Williams

WELLS FARGO CLEARING SERVICES, LLC·ST. LOUIS, Missouri

SIE, Series 6, Series 7, Series 9, Series 10, Series 14, Series 23, Series 24, Series 26, Series 63, Series 79TO, Series 99TOClean recordWELLS FARGO CLEARING SERVICES, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103-2205CRD# 2027711Firm CRD# 19616

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David M Williams · ST. LOUIS, MO

Registration

CRD #2027711 · WELLS FARGO CLEARING SERVICES, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 14

Series 23

Series 24

Series 26

Series 63

Series 79TO

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WELLS FARGO CLEARING SERVICES, LLC

CRD 19616 · SEC 801-37967

AUM

$558.5B

Regulatory assets under management

Employees

19,871

1,352,052 client accounts

Services offered by WELLS FARGO CLEARING SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WELLS FARGO CLEARING SERVICES, LLC →

Introduction

Speak with David M

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David M is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ST. LOUIS?

Browse all registered financial advisors in ST. LOUIS, Missouri or claim this profile if it's yours.

Browse ST. LOUIS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David M Williams offer?

David M Williams specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are David M Williams's credentials?

David M Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David M Williams located?

David M Williams is based in ST. LOUIS, Missouri, working with WELLS FARGO CLEARING SERVICES, LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does David M Williams charge for services?

David M Williams's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO CLEARING SERVICES, LLC?

WELLS FARGO CLEARING SERVICES, LLC has approximately 19871 employees and manages $558.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →