Unclaimed Profile

Michael Matthew Pompian

SUNPOINTE, LLC·ST. LOUIS, Missouri

SIE, Series 3, Series 7, Series 63, Series 65, Series 66Clean record22 years registeredSUNPOINTE, LLC

8301 MARYLAND AVENUE, ST. LOUIS, MO 63105CRD# 1827742Firm CRD# 282505

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Matthew Pompian · ST. LOUIS, MO

Registration

CRD #1827742 · SUNPOINTE, LLC · 22 years registered

Brand Profile

Not yet started

Career History

SUNPOINTE INVESTMENTS

Feb 2016 – present

HAMMOND ASSOCIATES

Jun 2006 – Mar 2011

ST. LOUIS, MO

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Jul 2004 – Nov 2005

BRIDGEWATER TOWNSHIP, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · July 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUNPOINTE, LLC

CRD 282505 · SEC 801-118361

AUM

$369M

Regulatory assets under management

Employees

568 client accounts

Services offered by SUNPOINTE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUNPOINTE, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Matthew Pompian offer?

Michael Matthew Pompian specializes in Financial Planning, Investment Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Michael Matthew Pompian's credentials?

Michael Matthew Pompian is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Matthew Pompian located?

Michael Matthew Pompian is based in ST. LOUIS, Missouri, working with SUNPOINTE, LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Michael Matthew Pompian charge for services?

Michael Matthew Pompian's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUNPOINTE, LLC?

SUNPOINTE, LLC has approximately 13 employees and manages $369M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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