Unclaimed Profile

Marvin L. Mitchell

COMPASS RETIREMENT GROUP LLC·ST. LOUIS, Missouri

SIE, Series 7, Series 6619 years registeredCOMPASS RETIREMENT GROUP LLC

10326 OLD OLIVE STREET ROAD, ST. LOUIS, MO 63141CRD# 5324636Firm CRD# 282420

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marvin L. Mitchell · ST. LOUIS, MO

Registration

CRD #5324636 · COMPASS RETIREMENT GROUP LLC · 19 years registered

Brand Profile

Not yet started

Career History

COMPASS RETIREMENT GROUP LLC

Feb 2016 – present

ON INVESTMENT MANAGEMENT CO

May 2013 – Dec 2015

ST. LOUIS, MO

CORNERSTONE WEALTH MANAGEMENT, LLC

Aug 2012 – May 2013

DES PERES, MO

LPL FINANCIAL LLC

Jan 2012 – Mar 2013

ST. PETERS, MO

EDWARD JONES

Jul 2007 – Dec 2011

HAZELWOOD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · July 10, 2007

Years registered · 19

Disclosure History

2021Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMPASS RETIREMENT GROUP LLC

CRD 282420 · SEC 801-124696

AUM

$99M

Regulatory assets under management

Employees

2,815 client accounts

Services offered by COMPASS RETIREMENT GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS RETIREMENT GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Marvin L. Mitchell offer?

Marvin L. Mitchell specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Marvin L. Mitchell's credentials?

Marvin L. Mitchell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marvin L. Mitchell located?

Marvin L. Mitchell is based in ST. LOUIS, Missouri, working with COMPASS RETIREMENT GROUP LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Marvin L. Mitchell charge for services?

Marvin L. Mitchell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS RETIREMENT GROUP LLC?

COMPASS RETIREMENT GROUP LLC has approximately 9 employees and manages $99M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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