Unclaimed Profile

Lois Marie Moore Powell

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED·ST. LOUIS, Missouri

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 63Clean record23 years registeredBENJAMIN F. EDWARDS & COMPANY, INCORPORATED

ONE NORTH BRENTWOOD BOULEVARD, ST. LOUIS, MO 63105CRD# 1392690Firm CRD# 146936

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lois Marie Moore Powell · ST. LOUIS, MO

Registration

CRD #1392690 · BENJAMIN F. EDWARDS & COMPANY, INCORPORATED · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Oct 2013 – Jan 2024

Sherman, TX

WELLS FARGO ADVISORS, LLC

Jan 2008 – Nov 2011

ARLINGTON, TX

A. G. EDWARDS & SONS, INC.

Aug 2002 – Jan 2008

MCKINNEY, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 63

Registration record

First registered · August 22, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

CRD 146936 · SEC 801-71421

AUM

$13.2B

Regulatory assets under management

Employees

711

44,978 client accounts

Services offered by BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED →

Introduction

Speak with Lois Marie Moore

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Lois Marie Moore is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ST. LOUIS?

Browse all registered financial advisors in ST. LOUIS, Missouri or claim this profile if it's yours.

Browse ST. LOUIS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Lois Marie Moore Powell offer?

Lois Marie Moore Powell specializes in Financial Planning, Investment Management, Wealth Management.

What are Lois Marie Moore Powell's credentials?

Lois Marie Moore Powell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lois Marie Moore Powell located?

Lois Marie Moore Powell is based in ST. LOUIS, Missouri, last registered with BENJAMIN F. EDWARDS & COMPANY, INCORPORATED.

How does Lois Marie Moore Powell charge for services?

Lois Marie Moore Powell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BENJAMIN F. EDWARDS & COMPANY, INCORPORATED?

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED has approximately 711 employees and manages $13.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →