Unclaimed Profile

Julie Circio Caperton

WELLS FARGO CLEARING SERVICES, LLC·ST. LOUIS, Missouri

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 57TO, Series 63, Series 79TO, Series 99TOClean recordWELLS FARGO CLEARING SERVICES, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103-2205CRD# 5166947Firm CRD# 19616

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Julie Circio Caperton · ST. LOUIS, MO

Registration

CRD #5166947 · WELLS FARGO CLEARING SERVICES, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 57TO

Series 63

Series 79TO

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WELLS FARGO CLEARING SERVICES, LLC

CRD 19616 · SEC 801-37967

AUM

$558.5B

Regulatory assets under management

Employees

19,871

1,352,052 client accounts

Services offered by WELLS FARGO CLEARING SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WELLS FARGO CLEARING SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Julie Circio Caperton offer?

Julie Circio Caperton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Julie Circio Caperton's credentials?

Julie Circio Caperton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Julie Circio Caperton located?

Julie Circio Caperton is based in ST. LOUIS, Missouri, working with WELLS FARGO CLEARING SERVICES, LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Julie Circio Caperton charge for services?

Julie Circio Caperton's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO CLEARING SERVICES, LLC?

WELLS FARGO CLEARING SERVICES, LLC has approximately 19871 employees and manages $558.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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