Unclaimed Profile

Joseph Edward Petty

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED·ST. LOUIS, Missouri

SIE, Series 7, Series 8, Series 9, Series 10, Series 31, Series 63, Series 6522 years registeredBENJAMIN F. EDWARDS & COMPANY, INCORPORATED

ONE NORTH BRENTWOOD BOULEVARD, ST. LOUIS, MO 63105CRD# 1283892Firm CRD# 146936

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Edward Petty · ST. LOUIS, MO

Registration

CRD #1283892 · BENJAMIN F. EDWARDS & COMPANY, INCORPORATED · 22 years registered

Brand Profile

Not yet started

Career History

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Jul 2011 – present

WELLS FARGO ADVISORS, LLC

Jan 2008 – Jul 2011

CHATTANOOGA, TN

A. G. EDWARDS & SONS, INC.

Feb 2004 – Jan 2008

CHATTANOOGA, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · February 3, 2004

Years registered · 22

Disclosure History

2021Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

CRD 146936 · SEC 801-71421

AUM

$13.2B

Regulatory assets under management

Employees

711

44,978 client accounts

Services offered by BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED →

Introduction

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Frequently Asked Questions

What services does Joseph Edward Petty offer?

Joseph Edward Petty specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Joseph Edward Petty's credentials?

Joseph Edward Petty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Edward Petty located?

Joseph Edward Petty is based in ST. LOUIS, Missouri, working with BENJAMIN F. EDWARDS & COMPANY, INCORPORATED. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Joseph Edward Petty charge for services?

Joseph Edward Petty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BENJAMIN F. EDWARDS & COMPANY, INCORPORATED?

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED has approximately 711 employees and manages $13.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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