Unclaimed Profile

John S Mccarthy

ROCKWOOD CAPITAL ADVISORS LLC·ST. LOUIS, Missouri

Clean recordROCKWOOD CAPITAL ADVISORS LLC

13801 RIVERPORT DRIVE, ST. LOUIS, MO 63043CRD# 1304496Firm CRD# 108644

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John S Mccarthy · ST. LOUIS, MO

Registration

CRD #1304496 · ROCKWOOD CAPITAL ADVISORS LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

John S Mccarthy is a registered financial advisor based in ST. LOUIS, Missouri, affiliated with ROCKWOOD CAPITAL ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Wealth Management

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

ROCKWOOD CAPITAL ADVISORS LLC

AUM

$249M

Regulatory assets under management

Employees

Total firm employees

View all advisors at ROCKWOOD CAPITAL ADVISORS LLC →

Services

Selection of other advisers

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 1304496

Firm CRD# 108644

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John S Mccarthy offer?

John S Mccarthy specializes in Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are John S Mccarthy's credentials?

John S Mccarthy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John S Mccarthy located?

John S Mccarthy is based in ST. LOUIS, Missouri, working with ROCKWOOD CAPITAL ADVISORS LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does John S Mccarthy charge for services?

John S Mccarthy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROCKWOOD CAPITAL ADVISORS LLC?

ROCKWOOD CAPITAL ADVISORS LLC has approximately 5 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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