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Anthony Kenneth Brown

ROCKWOOD CAPITAL ADVISORS LLC·ST. LOUIS, Missouri
Clean recordROCKWOOD CAPITAL ADVISORS LLC
400 CHESTERFIELD CENTER, ST. LOUIS, MO 63017CRD# 4360441Firm CRD# 108644

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Anthony Kenneth Brown · ST. LOUIS, MO
Registration
CRD #4360441 · ROCKWOOD CAPITAL ADVISORS LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Anthony Kenneth Brown is a registered financial advisor based in ST. LOUIS, Missouri, affiliated with ROCKWOOD CAPITAL ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Wealth Management
Client Types

Client type data will be added during profile enrichment.

Introduction

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03

Firm Overview

Firm
ROCKWOOD CAPITAL ADVISORS LLC
ROCKWOOD CAPITAL ADVISORS LLC
AUM
$249M
Regulatory assets under management
Employees
5
Total firm employees
Services
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4360441
Firm CRD# 108644
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Anthony Kenneth Brown offer?
Anthony Kenneth Brown specializes in Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.
What are Anthony Kenneth Brown's credentials?
Anthony Kenneth Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Anthony Kenneth Brown located?
Anthony Kenneth Brown is based in ST. LOUIS, Missouri, working with ROCKWOOD CAPITAL ADVISORS LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.
How does Anthony Kenneth Brown charge for services?
Anthony Kenneth Brown's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCKWOOD CAPITAL ADVISORS LLC?
ROCKWOOD CAPITAL ADVISORS LLC has approximately 5 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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