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Ellen Douglas Dennis

NISA INVESTMENT ADVISORS, L.L.C.·ST. LOUIS, Missouri
Clean recordNISA INVESTMENT ADVISORS, L.L.C.
150 NORTH MERAMEC AVENUE, SUITE 640, ST. LOUIS, MO 63105-3753CRD# 2402141Firm CRD# 107313

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ellen Douglas Dennis · ST. LOUIS, MO
Registration
CRD #2402141 · NISA INVESTMENT ADVISORS, L.L.C.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Ellen Douglas Dennis is a registered financial advisor based in ST. LOUIS, Missouri, affiliated with NISA INVESTMENT ADVISORS, L.L.C.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
NISA INVESTMENT ADVISORS, LLC
NISA INVESTMENT ADVISORS, LLC
AUM
$306.2B
Regulatory assets under management
Employees
390
Total firm employees
View all advisors at NISA INVESTMENT ADVISORS, LLC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: OTHER APPROPRIATE MEASURE OF PROGRAM SIZE
Regulatory
SEC/IARD CRD# 2402141
Firm CRD# 107313
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Ellen Douglas Dennis offer?
Ellen Douglas Dennis specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.
What are Ellen Douglas Dennis's credentials?
Ellen Douglas Dennis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ellen Douglas Dennis located?
Ellen Douglas Dennis is based in ST. LOUIS, Missouri, working with NISA INVESTMENT ADVISORS, L.L.C.. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.
How does Ellen Douglas Dennis charge for services?
Ellen Douglas Dennis's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: other appropriate measure of program size. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NISA INVESTMENT ADVISORS, L.L.C.?
NISA INVESTMENT ADVISORS, L.L.C. has approximately 390 employees and manages $306.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NISA INVESTMENT ADVISORS, L.L.C.

John Sook Choe
ST. LOUIS, MO
Ann Marie Lanza Gehring
ST. LOUIS, MO
Cheryl Leigh Hanson
ST. LOUIS, MO
Kevin Michael Shultz
ST. LOUIS, MO
Richard Robert Ratkowski
ST. LOUIS, MO
Aaron William Smith
ST. LOUIS, MO

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Missouri
KANSAS CITY (265)CLAYTON (125)SAINT LOUIS (108)CHESTERFIELD (78)SPRINGFIELD (54)MANCHESTER (37)COLUMBIA (31)JEFFERSON CITY (19)ST. PETERS (16)LEE'S SUMMIT (10)
City Guides
KANSAS CITY GuideCLAYTON GuideSAINT LOUIS GuideCHESTERFIELD GuideSPRINGFIELD Guide
Research
Advisor Fees in MissouriNational Fee Analysis
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