Unclaimed Profile

Aaron William Smith

NISA INVESTMENT ADVISORS, LLC·ST. LOUIS, Missouri

SIE, Series 3, Series 7TO, Series 63Clean record12 years registeredNISA INVESTMENT ADVISORS, LLC

101 SOUTH HANLEY ROAD SUITE 1700, ST. LOUIS, MO 63105-3787CRD# 5164584Firm CRD# 107313

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aaron William Smith · ST. LOUIS, MO

Registration

CRD #5164584 · NISA INVESTMENT ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NISA INVESTMENT ADVISORS, LLC

NISA INVESTMENT ADVISORS, LLC

Aug 2014 – Sep 2021

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7TO

Series 63

Registration record

First registered · August 13, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NISA INVESTMENT ADVISORS, LLC

CRD 107313 · SEC 801-45153

AUM

$306.2B

Regulatory assets under management

Employees

390

282 client accounts

Services offered by NISA INVESTMENT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at NISA INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Aaron William Smith offer?

Aaron William Smith specializes in Investment Management, Retirement Planning, Wealth Management.

What are Aaron William Smith's credentials?

Aaron William Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aaron William Smith located?

Aaron William Smith is based in ST. LOUIS, Missouri, last registered with NISA INVESTMENT ADVISORS, LLC.

How does Aaron William Smith charge for services?

Aaron William Smith's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: other appropriate measure of program size. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NISA INVESTMENT ADVISORS, LLC?

NISA INVESTMENT ADVISORS, LLC has approximately 390 employees and manages $306.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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