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David Patrick Smith

SFC FINANCIAL LLC·ST. LOUIS, Missouri
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3890 S. LINDBERGH BLVD, ST. LOUIS, MO 63127-1391CRD# 4718057Firm CRD# 129817
01

About

David Patrick Smith is a registered financial advisor based in ST. LOUIS, Missouri, affiliated with SFC FINANCIAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SFC FINANCIAL LLC
SFC FINANCIAL LLC
AUM
$162M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at SFC FINANCIAL LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4718057
Firm CRD# 129817
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Patrick Smith offer?
David Patrick Smith specializes in Financial Planning, Investment Management. Contact their office in ST. LOUIS, Missouri for a consultation.
What are David Patrick Smith's credentials?
David Patrick Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Patrick Smith located?
David Patrick Smith is based in ST. LOUIS, Missouri, working with SFC FINANCIAL LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.
How does David Patrick Smith charge for services?
David Patrick Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SFC FINANCIAL LLC?
SFC FINANCIAL LLC has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Missouri
KANSAS CITY (265)CLAYTON (125)SAINT LOUIS (108)CHESTERFIELD (78)SPRINGFIELD (54)
City Guides
KANSAS CITY GuideCLAYTON GuideSAINT LOUIS GuideCHESTERFIELD GuideSPRINGFIELD Guide
Research
Advisor Fees in MissouriNational Fee Analysis
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