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SFC FINANCIAL LLC
SFC FINANCIAL LLC
SUNSET HILLS, Missouri
·
5 registered advisors
·
CRD# 129817
SEC# 801-107167
0
314-842-2001
01
Firm Overview
AUM
$162M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
5
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at SFC FINANCIAL LLC
5 registered advisors
David Patrick Smith
ST. LOUIS, Missouri
CRD# 4718057
Earl Wade Swink
SUNSET HILLS, Missouri
CRD# 2745683
Jacob Victor Potter
SUNSET HILLS, Missouri
CRD# 6850874
Kenneth Allen Coplen
SUNSET HILLS, Missouri
CRD# 1705966
Kimberly Diane Russo
SUNSET HILLS, Missouri
CRD# 4743623
05
Office Locations
SUNSET HILLS, Missouri
4 advisors
ST. LOUIS, Missouri
1 advisor
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Data sourced from SEC Form ADV filings. SFC FINANCIAL LLC (CRD# 129817) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.