Unclaimed Profile

Steven J Thaler

FAMILY INVESTMENT CENTER, INC.·SAINT JOSEPH, Missouri

Series 65Clean record7 years registeredFAMILY INVESTMENT CENTER, INC.

3805 BECK ROAD, SAINT JOSEPH, MO 64506CRD# 6988851Firm CRD# 113799

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven J Thaler · SAINT JOSEPH, MO

Registration

CRD #6988851 · FAMILY INVESTMENT CENTER, INC. · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FAMILY INVESTMENT CENTER, INC.

FAMILY INVESTMENT CENTER

Dec 2018 – Sep 2021

SAINT JOSEPH, MO

DOVE FINANCIAL COACHING

Sep 2018 – Dec 2019

SAVANNAH, MO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 17, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FAMILY INVESTMENT CENTER, INC.

CRD 113799 · SEC 801-63744

AUM

$516M

Regulatory assets under management

Employees

1,918 client accounts

Services offered by FAMILY INVESTMENT CENTER, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FAMILY INVESTMENT CENTER, INC. →

Introduction

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Frequently Asked Questions

What services does Steven J Thaler offer?

Steven J Thaler specializes in Financial Planning, Investment Management, Wealth Management.

What are Steven J Thaler's credentials?

Steven J Thaler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven J Thaler located?

Steven J Thaler is based in SAINT JOSEPH, Missouri, last registered with FAMILY INVESTMENT CENTER, INC..

How does Steven J Thaler charge for services?

Steven J Thaler's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FAMILY INVESTMENT CENTER, INC.?

FAMILY INVESTMENT CENTER, INC. has approximately 16 employees and manages $516M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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