Unclaimed Profile

David Max Garrison

CAPITAL INVESTMENT MANAGEMENT, INC·LEE'S SUMMIT, Missouri

SIE, Series 7, Series 63, Series 65CFP28 years registeredCAPITAL INVESTMENT MANAGEMENT, INC

608 S.W. 3RD ST., LEE'S SUMMIT, MO 64063CRD# 1803012Firm CRD# 113917

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Max Garrison · LEE'S SUMMIT, MO

Registration

CRD #1803012 · CAPITAL INVESTMENT MANAGEMENT, INC · 28 years registered

Brand Profile

Not yet started

Career History

CAPITAL INVESTMENT MANAGEMENT, INC

Jun 1998 – present

ECUSA, LLC

Apr 2012 – Oct 2012

LEE'S SUMMIT, MO

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

May 2011 – Oct 2011

LEES SUMMIT, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · June 8, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

1993Employment Separation After Allegations

1992Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL INVESTMENT MANAGEMENT, INC

CRD 113917 · SEC 801-76972

AUM

$426M

Regulatory assets under management

Employees

1,005 client accounts

Services offered by CAPITAL INVESTMENT MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAPITAL INVESTMENT MANAGEMENT, INC →

Introduction

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Frequently Asked Questions

What services does David Max Garrison offer?

David Max Garrison specializes in Financial Planning, Investment Management. Contact their office in LEE'S SUMMIT, Missouri for a consultation.

What are David Max Garrison's credentials?

David Max Garrison holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Max Garrison located?

David Max Garrison is based in LEE'S SUMMIT, Missouri, working with CAPITAL INVESTMENT MANAGEMENT, INC. Their office serves clients in the LEE'S SUMMIT metropolitan area and surrounding communities.

How does David Max Garrison charge for services?

David Max Garrison's firm is compensated through percentage of aum, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL INVESTMENT MANAGEMENT, INC?

CAPITAL INVESTMENT MANAGEMENT, INC has approximately 8 employees and manages $426M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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