Unclaimed Profile

Frank Charles Maggiorotto

TOWER WEALTH MANAGERS, INC.·KANSAS CITY, Missouri

Series 7, Series 63, Series 65Clean record10 years registeredTOWER WEALTH MANAGERS, INC.

ONE WARD PARKWAY, KANSAS CITY, MO 64112CRD# 1133619Firm CRD# 144791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Charles Maggiorotto · KANSAS CITY, MO

Registration

CRD #1133619 · TOWER WEALTH MANAGERS, INC. · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TOWER WEALTH MANAGERS, INC.

TOWER WEALTH MANAGERS

Nov 2015 – Jan 2022

KANSAS CITY, MO

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · November 6, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TOWER WEALTH MANAGERS, INC.

CRD 144791 · SEC 801-68636

AUM

$1.9B

Regulatory assets under management

Employees

2,126 client accounts

Services offered by TOWER WEALTH MANAGERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TOWER WEALTH MANAGERS, INC. →

Introduction

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Frequently Asked Questions

What services does Frank Charles Maggiorotto offer?

Frank Charles Maggiorotto specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Frank Charles Maggiorotto's credentials?

Frank Charles Maggiorotto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Charles Maggiorotto located?

Frank Charles Maggiorotto is based in KANSAS CITY, Missouri, last registered with TOWER WEALTH MANAGERS, INC..

How does Frank Charles Maggiorotto charge for services?

Frank Charles Maggiorotto's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOWER WEALTH MANAGERS, INC.?

TOWER WEALTH MANAGERS, INC. has approximately 16 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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