Unclaimed Profile

Carolyn Diana Moon

VANTAGE INVESTMENT PARTNERS, LLC·KANSAS CITY, Missouri

Series 7, Series 9, Series 10, Series 63, Series 65Clean record17 years registeredVANTAGE INVESTMENT PARTNERS, LLC

4900 MAIN STREET, SUITE 410, KANSAS CITY, MO 64112CRD# 1482700Firm CRD# 126208

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carolyn Diana Moon · KANSAS CITY, MO

Registration

CRD #1482700 · VANTAGE INVESTMENT PARTNERS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VANTAGE INVESTMENT PARTNERS, LLC

VANTAGE INVESTMENT PARTNERS, LLC

Sep 2014 – Dec 2020

KANSAS CITY, MO

WELLS FARGO ADVISORS, LLC

Aug 2009 – Mar 2014

OVERLAND PARK, KS

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · August 11, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VANTAGE INVESTMENT PARTNERS, LLC

CRD 126208 · SEC 801-62034

AUM

$2.6B

Regulatory assets under management

Employees

109 client accounts

Services offered by VANTAGE INVESTMENT PARTNERS, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at VANTAGE INVESTMENT PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Carolyn Diana Moon offer?

Carolyn Diana Moon specializes in Investment Management.

What are Carolyn Diana Moon's credentials?

Carolyn Diana Moon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carolyn Diana Moon located?

Carolyn Diana Moon is based in KANSAS CITY, Missouri, last registered with VANTAGE INVESTMENT PARTNERS, LLC.

How does Carolyn Diana Moon charge for services?

Carolyn Diana Moon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VANTAGE INVESTMENT PARTNERS, LLC?

VANTAGE INVESTMENT PARTNERS, LLC has approximately 4 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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